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Compliance Officer resume template

Built for UK financial services compliance: monitoring reviews, SM&CR, AML training, and the remediation trail. Works equally well titled as a CV.

Free forever · no watermark · switch to any of the 283 templates without retyping

Built for

  • ✓Compliance officers and analysts in FCA-regulated firms
  • ✓KYC and AML analysts moving into monitoring roles
  • ✓ICA-qualified professionals presenting credentials

What you get

  • ✓Live on-page editing — click any text and type, paginated like the final PDF
  • ✓Selectable-text PDF export with clickable email and portfolio links
  • ✓AI import: upload your old resume PDF and land in this template, editable
  • ✓Scored 93/100 — interview-ready against the 30 published rules, measured by exporting this exact template. Certified: we only badge templates at 90 or above, a stricter bar than the 85 our checker calls interview-ready, so the design leaves headroom for your own content.
Eleanor Rutherford
Compliance Officer
eleanor.rutherford@example.com·+44 7700 482 916·Leeds, UK·linkedin.com/in/eleanorrutherford
Education
LL.B. (Hons)
University of Leeds · 2016
Skills
  • FCA handbook & SM&CR
  • AML/CTF
  • Compliance monitoring
  • Financial promotions review
  • Breach & incident logs
  • MAR & market abuse
  • Consumer Duty
  • GDPR awareness
  • Board & committee MI
  • SAR escalation
  • Regulatory returns
  • LexisNexis
  • World-Check
  • Excel
Certifications
ICA Diploma in Governance, Risk and Compliance
ICA Certificate in Anti Money Laundering
Summary

Compliance officer for a £2.4B FCA-regulated asset manager, running the firm's monitoring programme end to end. Delivered 20+ reviews last year, tracked 60 remediation actions to closure, and keeps AML and market-abuse training completion at 100% across 85 staff.

Experience
Compliance Officer
White Rose Asset Management — 2021 – Present
  • Own the compliance monitoring programme for a £2.4B FCA-regulated asset manager, second line for 85 staff
  • Delivered 20+ monitoring reviews last year and tracked 60 remediation actions through to evidenced closure
  • Deliver AML and market-abuse training to 85 staff; completion has held at 100% for three years
Compliance Analyst
Aire Valley Building Society — 2018 – 2021
  • Reviewed 250 transaction-monitoring alerts a month and escalated suspicious activity reports to the MLRO
  • Checked 120 financial promotions a year against FCA rules before sign-off, with no upheld breaches
KYC Analyst
Northgate Wealth Ltd — 2016 – 2018
  • Completed enhanced due diligence on 400 client files, clearing a 6-month onboarding backlog in two quarters
  • Held periodic-review completion above 95% across 1,800 client records through a system migration

Frequently asked questions

Is CVLoom really free?

Yes — editing, all 283 templates, and PDF download are free, with no watermark and no card. There is no account at all: no signup, no login, nothing to cancel.

Will my PDF have selectable text for ATS systems?

Yes. Exports are generated by a real browser engine, so the PDF has true selectable text, embedded fonts, and clickable links — the things resume parsers need.

Can I switch templates without retyping anything?

Yes — your content and the design are stored separately, so switching templates re-flows the same content instantly and losslessly. Try every one of them.

Do UK employers want a CV or a resume for compliance roles?

The same document in practice — two pages, reverse-chronological, no photo. What matters is regulatory specificity: name the regimes (SM&CR, MAR, AML) and quantify the monitoring work behind them.

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